When signing up for the Services, User shall provide complete and accurate information and responses to permit Cestrian to determine if User is an Investment Professional.
An “Investment Professional” includes, without limitation, any individual or entity who:

(i) receives market data for or on behalf of its business or any other entity;

(ii) is registered or qualified with the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), or any other securities agency, securities exchange, association or regulatory body, or commodities or futures contract market, association, or regulatory body, whether within or outside of the United States, or performs any functions similar to those that require an individual or entity to register or qualify with any of the foregoing;

(iii) provides or is engaged to provide investment research and/or investment advice to any other individual or entity;

(iv) is engaged as an asset manager;

(v) uses the capital of any other individual or entity in the conduct of User’s trading, or conducts investing or investment analysis or trading for the benefit of a corporation, partnership, or other entity;

(vi) has entered into any agreement to share the profit of User’s trading activities or receive compensation for User’s trading activities; or

(vii) receives office space, equipment, or other benefits in exchange for User’s trading or work as a financial consultant for any person, firm, or business entity.

User shall keep current its information and responses and shall immediately notify Cestrian of any changes that do or may result in a determination by Cestrian that User is an Investment Professional. If Cestrian becomes aware that User is or may be an Investment Professional, but has not signed up for the Services as an Investment Professional, Cestrian may require User to upgrade its Services subscription to the appropriate Investment Professional tier, and/or pay any additional fees that would have become due and payable had User correctly signed up as an Investment Professional at an appropriate earlier date, in order to continue using the Services.

Any determination as to whether or not User is an Investment Professional shall be made by Cestrian and is final and binding. For clarity, any failure by User to provide or maintain complete and accurate information or responses as required by this Section 1.5 shall be deemed a material breach of this Agreement, and Cestrian shall be entitled to immediately suspend User’s access to the Services and Content, and/or terminate this Agreement, in addition to any other remedies that may be available to Cestrian under this Agreement, at law, or otherwise. For the avoidance of doubt, each Investment Professional subscription is for a single user only. If User would like to purchase an Investment Professional subscription for multiple users, User may contact Cestrian (via email to minerva@cestriancapital.com or this contact form) to discuss Cestrian’s Enterprise Subscription pricing options.